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Software Solutions for Financial Services Institutions

Financial Services

Govern, manage and assure your performance, risk and compliance

Financial services institutions are working towards establishing proper governance, monitoring, and (indirectly) automation of their Governance, Performance, Risk, and Compliance (GPRC) domains. Corporater Financial Services Solutions are designed to provide an answer to the clients’ business needs as well as provide a unique response to regulatory expectations based on the size, complexity, and maturity of the institutions.

Governance and oversight

Facilitate effective risk governance and risk appetite framework with technology support. Communicate and visualize the Board and Senior Management responsibilities across the broad range of activities that your financial service institution engages in regularly.

Risk assessment and due diligence

Verify regulatory and compliance requirements, and perform risk assessments covering various risks related to money laundering, sanctions, corruption, COI, fraud, tax avoidance and evasion, market manipulation, cybercrime, and socially unacceptable behavior.

Identify and monitor risk concentrations

Identify, manage, and provide the competent authority with comprehensive documentation on risk concentrations, assessing whether or not such concentrations could pose a risk to the stability of the financial institution.

Manage new and emerging risks

Take steps to identify and assess money laundering or terrorist financing (ML/TF) risks with a view to deciding how best to manage it. Enable enhanced customer due diligence by conducting business-wide and individual ML/TF risk assessments and tracking terrorist financing risk factors.

Explore Corporater Software Solutions for Financial Services Institutions

Corporater provides a single platform that will help you meet the specific GRC needs today and in the future, enable multiple assurance layers to meet the increased regulatory requirements, and integrate performance objectives.

Model Risk Management

Apply a consistent definition of your model and risk assessment approach, and maintain a model inventory with a comprehensive set of information to enable holistic understanding of model application and use.

Third-party Risk Management

Digitize third-party risk management from onboarding, risk assessment, due diligence, and contracting, to monitoring, issue management, risk treatment, and up to termination.

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Systematic Integrity Risk Analysis

Conduct risk assessments related to, amongst others, money laundering, sanctions, corruption, COI, fraud, tax avoidance and evasion, market manipulation, cyber crime and socially unacceptable behaviour.

Operational Resilience

Define important business services (IBS), map out operational dependencies, define the maximum tolerable level of disruption to an IBS, assess and test resilience measures, create recovery and crisis management plans, and demonstrate compliance with the FCA regulations.

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ESG Risk Management

Communicate sustainability as an integral part of risk management, conduct risk assessments, and build risk reports by digitizing risk libraries based on the EU taxonomy, a classification system for sustainable economic activities.

Recovery & Resolution Planning

Update and communicate recovery plans that set out the measures to restore financial position following a significant deterioration, and plan for effective resolution of an institution in the event of a future failure.

Financial Crime Prevention

Conduct business-wide and individual ML/TF risk assessments, perform customer due diligence measures including on the beneficial owner, monitor terrorist financing risk factors, and set new guidance on emerging risks, such as the use of innovative solutions for CDD purposes.

Crypto Governance and Regulation

Govern, manage, and assure compliance in relation to Crypto tokens on AML/CFT risks, and the risks relating to consumer protection, market integrity, custody, and financial resources for service providers, such as in the extended scope of the DFSA (Dubai Financial Services Authority) regime.

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Individual Accountability and Conduct

Centralise and automate SMCR processes, improve accountability, and demonstrate compliance with the SMCR regime to the FCA on all three components of the SMCR regime (Senior Managers Regime, Certifications Regime, and Conduct Rules).

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Build the future of financial services by establishing a GPRC program

Various regional and national guidelines, principles and/ or legislation point in one direction: a traditional GRC approach without appropriate technology will not sustain. Modernise and systemize your adherence to laws, rules, and regulations. Corporater solutions for financial services institutions help address the complexity of regulatory compliance and establish an effective GPRC program that links strategy, risk appetite, indicators, oversight, business processes, assessment frameworks and disclosures.


Achieve a holistic view for all stakeholders to meet regulatory expectations

Financial services institutions need technology solutions that have the agility and flexibility to meet ongoing requirements as well as to prepare for increased regulatory expectations. Corporater enables you to have a holistic view of the firm’s overall health and makes it readily accessible to all key stakeholders, all of the time. Improved oversight of the entire range of resource types, updated frameworks, clear organizational structure, and the timely detection of resource and other vulnerabilities are key to making sure that those responsible have the data they need to take actions.


Analyze trends, risks and vulnerabilities and link to performance measures

Corporater solutions will enable financial services institutions to demonstrate their ability to respond appropriately to (potential) crisis effects. Our solutions ensure trends, risks and vulnerabilities are identified and analyzed in relation to achieving performance objectives and include the latest regulatory changes for GPRC. At Corporater we have developed specific solutions, in response to key developments in the sector, especially where crisis preparedness meets strategy execution.


Foster a culture of risk awareness and strategic alignment

As digital transformation continues, there is an increase in cyber risks and the challenges remain in effectively managing financial crime risks. Corporater’s software solutions for financial services institutions make it simple to define roles and responsibilities, set clear strategies, identify and communicate risk factors, conduct assessments, perform scenario tests, take corrective actions, and gain compliance oversight. Using a shared system assures strategic alignment, links KPIs to risks, and improves transparency and accountability.

Trusted by top organizations

Corporater solutions are used by some of the leading financial services institutions across the globe to manage the complexity of regulatory expectations, and stay prepared for changes in the expected measures and practices in a dynamic regulatory landscape.