Senior Managers and Certification Regime

Extension of the Senior Managers & Certification Regime (SMCR)

Sep 18 - Sep 19, 2018 | London, UK


Join Corporater at the upcoming event ‘Extension of the Senior Managers and Certification Regime’, held at Grange Tower Bridge Hotel, London.

The summit’s keynote speech will be delivered by David Blunt, Head of Conduct Specialists, FCA on the preparation for the Extension of the Senior Managers and Certification Regime. In addition, the event’s main focus will be on the implementation of the extension of SM&CR for investment firms and first phase lessons learned from the Banking & Insurance sector.

Take Aways

  • Overview of Summer Policy Statement from FCA
  • Hear from Industry Speakers in Panels Discussions
  • Benchmark SM&CR Compliance Procedures with Key Presentations

Visit Corporater at the Extension of the Senior Managers and Certification Regime

As one of the sponsors of the event, Corporater will showcase our flexible, configurable technology platform, which provides regime automation and reasonable steps management, all in one technology solution.

Corporater’s powerful solution provides ‘active management’ of regulatory responsibilities at senior manager, certification and conduct levels, through intelligent workflow, collaboration and risk management capabilities alongside the ability to connect to other underlying HR, compliance, legal, risk or programme management systems (as needed).
Our capabilities include:

  • Dynamically produce Statements of Responsibility and Management Responsibility Maps automatically from the system data
  • Integrate, manage and automate management information and processes across the Senior Manager, Certification and Conduct layers
  • Leverage our governance and performance management capabilities to address a variety of reasonable steps challenges
  • Map and actively manage the status of regulatory responsibilities for Senior Managers
  • Check the status of roles, responsibilities and functional allocations
  • Manage the acceptance of roles and responsibilities
  • Manage SMCR risks by creating and monitoring mitigation plans
If you are interested in addressing the Senior Managers & Certification Regime with a technology solution and you are attending this event, the Corporater team would be very happy to meet and demonstrate our solution.
Meet the Corporater team at this event by filling the form in the sidebar:

 

Click Here for more information on the Extension of the Senior Managers and Certification Regime.

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Reserve a one-on-one meeting with experts from the Corporater team during the event. Please note that this form is not for the event registration.

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