senior managers regime

Is technology a reasonable step to take for a good night’s sleep?

The following article offers guidance on how technology can be used to aide the evidencing and management of reasonable steps within the Senior Manager and Certification Regime (SMCR). The application of the Senior Manager and Certification Regime (SMCR) [...]

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SMCR

Supporting SMCR with Technology- Ten Observations

Many financial services organizations are struggling to interpret and implement the Senior Manager and Certification Regime (SMCR). Technology can play a critical role in both administering the regime and monitoring compliance. As a leading [...]

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